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Washington, D.C.

U.S. Securities and Exchange Commission

Washington, D.C.

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Coral Gables (Miami), Florida

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Long Grove, Illinois

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Associate General Counsel, Adjudication
General Functions: CFP Board seeks a highly motivated team player to serve as Associate General Counsel - Adjudication.  This position assists with the adjudicatory process in compliance with CFP Board’s Code of Ethics and Standards of Conduct (Code and Standards) and Procedural Rules.   Essential Functions: Ensures disciplinary matters are resolved in accordance with the Procedural Rules, which provide for a fair and expedient adjudicatory process. Reviews and analyzes filings made in disciplinary matters. Serves as counsel to the Disciplinary and Ethics Commission (“DEC”), which is charged with reviewing and taking appropriate ac


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