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The Private Trust Company, part of LPL Financial Logo
The Private Trust Company, part of LPL Financial

Cleveland, Ohio

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First State Bank & Trust

Basehor, Kansas

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Chain Bridge Bank, N.A.

McLean, Virginia

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Newburyport Bank - Newburyport, MA

Newburyport, Massachusetts

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Newburyport Bank - Newburyport, MA

Newburyport, Massachusetts

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International Bank of Chicago

STONE PARK, Illinois

Chicken Salad Chick

Atlanta, Georgia

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County National Bank

Hillsdale, Michigan

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Duke University Health System

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Veterans Affairs, Veterans Health Administration

Yuma, Arizona

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Franklin, Tennessee

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Hunton Andrews Kurth LLP

Richmond, Virginia

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Dana-Farber Cancer Institute

Brookline, Massachusetts

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Ameriprise Financial, Inc.

Tampa, Florida

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Ameriprise Financial, Inc.

Vancouver, Washington

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Ameriprise Financial, Inc.

Dallas, Texas

Ameriprise Financial, Inc.

Southlake, Texas

Ameriprise Financial, Inc.

New York, New York

Ameriprise Financial, Inc.

Plano, Texas

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Parsec, Inc.

Ohio

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BNY Mellon

New York, New York

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MARKET SURVEILLANCE SPECIALIST
This position is in the Division of Enforcement, Associate Group 2, in the Office of Investigative & Market Analytics (IMA), located in Washington, DC.The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements. As a Market Surveillance Specialist in the Enforcement Division, you will: Serve as a senior adviser and leading technical authority for market surveillance to the enforcement program by gathering market intelligence and providing analysis and review of trading activity in equities, options, fixed income, and other securities instruments. Conduct complex investigations, and assembl


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